Form 3BB, Download Income Tax Form 3BB in PDF Format

FORM NO. 3BB for Monthly Statement to Be Furnished By a Stock Exchange. FORM NO. 3BB Rule 6DDA prescribes conditions which a stock exchange is required to fulfill to be notified as a recognized stock exchange for the purpose of clause (d) of the proviso of section 43(5). A stock exchange shall fulfill the following conditions in respect of trading in derivatives, namely :—

 (i)  the stock exchange shall have the approval of the Securities and Exchange Board of India established under the Securities and Exchange Board of India Act, 1992 (15 of 1992) in respect of trading in derivatives and shall function in accordance with the guidelines or conditions laid down by the Securities and Exchange Board of India;

 (ii)  the stock exchange shall ensure that the particulars of the client (including unique client identity number and PAN) are duly recorded and stored in its databases;

(iii)  the stock exchange shall maintain a complete audit trail of all transactions (in respect of cash and derivative market) for a period of seven years on its system;

(iv) the stock exchange shall ensure that transactions (in respect of cash and derivative market) once registered in the system are not erased;

(v)
the stock exchange shall ensure that the transactions (in respect of cash and derivative market) once registered in the system are modified only in cases of genuine error and maintain data regarding all transactions (in respect of cash and derivative market) registered in the system which have been modified and submit a monthly statement in Form No. 3BB to the Director General of Income-tax (Intelligence), New Delhi within fifteen days from the last day of each month to which such statement relates.

 

 

FORM NO. 3BB

[See rule 6DDA]

Monthly statement to be furnished by a stock exchange in respect of transactions in which client codes been modified after registering in the system for the month of

    1.    Name and address of the Stock Exchange:____________________

    2.    Permanent Account Number:______________________

    3.    Details of transaction in which client codes have been modified after registering in system are enclosed in soft copy as annexure.

Verification

I___________________hereby certify that all the particulars furnished above are correct and complete.

Place

Signature of the Principal Officer of the Stock Exchange

Date

Name and Designation

ANNEXURE TO FORM NO. 3BB

(Soft Copy)

Derivative Market

SI. No.

Transaction ID

Broker’s name & ID

Original Client code

Modified Client Code

Name of the original client

PAN of the original client

Name of the modified client

PAN of the modified client

Scrip name

Qty.

Rate

Total value of transaction

Buy or Sale

Date of transaction

1.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash Market

SI. No

Transaction ID

Broker’s name & ID

Original Client code

Modified Client Code

Name of the original client

PAN of the original client

Name of the modified client

PAN of the modified client

Scrip name

Qty.

Rate

Total value of transaction

Buy or Sale

Date of transaction

1.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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